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Top Stories

By NAPA Net Staff5/1/2015 • 0 Comments

Average 401(k) balances bounced back in April, but it was new money that did the heavy lifting. READ MORE

By Nevin Adams5/1/2015 • 0 Comments

Think you’ve had a bad week? It could have been worse. Check out what happened to these guys…. READ MORE

By Nevin Adams5/1/2015 • 0 Comments

It may not be for everyone, but for most of this week’s NAPA Net survey respondents, the best career choice was to be an investment manager. READ MORE

By Fred Barstein5/1/2015 • 0 Comments

While advisors are positive about the business — which is booming for experienced plan advisors — concern about the DOL’s proposed fiduciary reg and fee compression seem to cloud the future. READ MORE

By NAPA Net Staff4/30/2015 • 0 Comments

The U.S. Department of Labor has filed a lawsuit alleging that a profit-sharing plan lost more than $4 million when fiduciaries engaged in self-dealing and conflicted transactions involving plan assets when they caused the plan to pay excessive fees. READ MORE

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Case of the Week: State-Sponsored Retirement Plan Proposals

Responding to a question from a financial advisor in Texas, the ERISA consultants at the Learning Center Resource Desk addressed a common inquiry involving state-sponsored retirement plan programs.
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Why did your plan sponsor clients hire you? Why do they retain your services?
A House Divided…

Now that the DOL has finally come out with its “new and improved” conflict-of-interest proposal, we can be sure of two things. First, the brokerage industry won this round hands down.

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